On imposition of the monetary fine on the brokerage company "Heritage Securities JSC" (I/N 205286457)

    The monetary fine of 5000 (five thousand) Lari was imposed on the brokerage company Heritage Securities JSC for the violation of the requirement regarding to the providing internal control and ensuring fulfillement of the obligations with regard to the money laundering and terrorism finnacing by the organisation, ensuring adopting and/or complying with the procedures and rules according to the Sub-paragraph "N", Paragraph 4, Article 5 of "The Rule on Determination, Imposition and Enforcement of monetary fines on Persons(entities) for violation of legislation requirements on Capital Markets, Law of Georgian On Accounting, Reporting And Audit and Law of Georgia On Facilitating The Prevention Of Money Laundering And The Financing Of Terrorism" established by the Decree N35/04 of February 14, 2012 of the Governor of the National Bank of Georgia.

    In total, the brokerage company "Heritage Securities JSC" (Identification number 205286457) was fined with 5000 (five thousand) Lari.