1 (One) fact such as submitting incorrect information to the National Bank of Georgia, determined under the Article 51, Paragraph 3, sub-paragraph “O” of the Rule Approved by the Decree N35/04 Approved by the Order of the President of the of Georgia on February 14, 2012 “ On Determining, Imposing and Enforcing the Amount of Fines for Violations of the Securities’ Legislation, the Law of Georgia "On Accounting, Reporting and Auditing" and the law of Georgia “On Facilitating the Prevention of Money Laundering and the Financing of Terrorism” against entities and members of their governing body envisages a fine of 2 000 (Two Thousand) GEL.

The Brokerage company JSC "HERITAGE SECURITIES" is fined in the total amount of 2,000 (Two thousand) GEL.